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Rachel S. Mechanic

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group shot of people

Event

The Compliance Collective Webinar Series

finance

Event

Gatekeeper Liability

Corporate Building

Blog

Texting Troubles - Tackling the Mounting Legal and Compliance Risks of Business Communications on Personal Phones

Corporate Building

Event

Texting Troubles - Tackling the Mounting Legal and Compliance Risks of Business Communications on Personal Phones

Gavel banging

Update

FERC Enforcement Authority After SCOTUS Jarkesy Decision

Blue Hour, United States Supreme Court Building, Washington DC, America

Update

Supreme Court Securities Fraud Ruling Further Limits SEC's Enforcement Authority, With Ripple Effects on Other Federal Agencies

Office with Desks and Computers

Article

FINRA’s In-House Courts Facing Challenges, Jarkesy Ripple Effect

Supreme Court

Article

FINRA In-House Courts Face Challenges, Jarkesy Ripple Effect (1)

cellphone technology

Event

Texting Troubles: Tackling the Mounting Legal and Compliance Risks of Business Communications on Personal Phones

Conference room

Article

SEC's Proposed SPAC Rules & Market Reaction

Gavel Court Judge

Update

Chancery Court Applies Onerous Entire Fairness Standard in First SPAC-Related Decision

Article

SPAC Due Diligence & SEC Enforcement

Article

Business Texts on Personal Phones: The Growing Compliance and Enforcement Risk and What to Do About It (Part II of II)

Article

Business Texts on Personal Phones: The Growing Compliance and Enforcement Risk and What to Do About It (Part I of II)

stack of books

Article

The CARES Act – Lenders Beware