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Securities Litigation

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July 09, 2020

Remote Depositions and Other Remote Testimony: Representing Clients in the New Normal

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June 24, 2020

Ninth Circuit Rejects Securities Fraud Thesis That Did Not “Make a Whole Lot of Sense”

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June 09, 2020

DOJ Refines Guidance on Effective Corporate Compliance

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May 27, 2020

Defending Remote Testimony in White Collar, Securities Cases

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March 20, 2020

COVID-19 and Force Majeure: Time to Review Your Commercial Contracts

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January 24, 2020

Second Circuit Provides Easier Path for Criminal Insider Trading Cases

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April 12, 2019

SEC Touts Successes in Wake of Shutdown

close up shot of a digital stock market tracking graph following a recent crash in prices. Bear market 3D illustration

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April 10, 2019

SEC’s FinHub Publishes Framework for Digital Assets and SEC’s Division of Corporation Finance Grants First No-Action Relief to Token Sponsor

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October 24, 2018

SEC 21(a) Report Warns Public Company Email Scam Victims of Bigger Problems Than Stolen Money

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September 13, 2018

Federal District Court Upholds Securities Indictment for ICOs but Defers Final Howey Determination in United States v. Zaslavskiy

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April 27, 2018

Ninth Circuit Establishes Negligence Standard for Section 14(e) Claims in Circuit-Splitting Decision

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March 22, 2018

U.S. Supreme Court Confirms State Courts Can Resolve Covered 1933 Act Class Actions

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February 28, 2018

SEC Speaks 2018: Flexibility and Cooperation on Both Sides

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February 26, 2018

U.S. Supreme Court Refuses to Expand Definition of “Whistleblower” Beyond Express Definition in Statute

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February 23, 2018

SEC on Cybersecurity: Jay Clayton’s “Light Touch”