Asset Management ADVocate
Asset Management ADVocate
The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States. Subscribe 🡢
SEC Scrutinizes Evaluation of Fund Advisory Contracts
- The Gartenberg factors are still the appropriate framework to use during the evaluation of advisory contracts, but approval should reflect a thorough and thoughtful pr
SEC Division of IM Issues Guidance Update on Personal Securities Transactions
Liquidity: An Afterthought to the Investment Company Act
Using Money Fund Gates in a (and as a) Clutch
Investment Advisers Act Compliance Developments in 2015
Why Intermediaries Can Stop Worrying About Money Fund Liquidity Fees—Part Three
Form BE-10 Reminder… Plus New FAQs for Funds
Transfer and Sub-Transfer Agent Cybersecurity: Implementing SEC Guidance
Welcome to Asset Management ADVocate!
Welcome to our new blog, in which you will find unique analysis and insights into legal developments affecting asset managers and investment funds in the United States.