Asset Management ADVocate
Asset Management ADVocate
The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States. Subscribe 🡢
FINRA Issues Notice Regarding Business Continuity Planning During COVID-19 Outbreak
Market Volatility Regulatory Outline for Asset Managers
1. Inventory "relationship level" considerations in legal documentation that governs your derivatives trading relationships (ISDA Master Agreements, Futures Customer Agreements, Master Securities Forward Transaction Agreements, etc.)
a. Example: Decline in Net Asset Value Provisions (Common in ISDAs)
Navigating Mutual Funds in Rough Markets—Preparing for an Early Close
SEC Provides Relief For Form ADV and Form PF Filing and Delivery Obligations in Response to COVID-19 (Updated 4/2)
Managing the Legal Risks of Derivatives and Portfolio Investments in Extreme Market Volatility
Join attorneys in Perkins Coie's Investment Management practice as they explore issues and scenarios buy-side investors should consider as they manage legal risk in their portfolio investments amid market volatility. For more information and to register, click here.